Explore the Options: SEC Compliance and Family Offices


The question isn’t: Will your family office have to restructure to comply with the Investment Advisers Act by July 21, 2011 (or after a short extension)? The question is: How extensively will your family office and entire family enterprise have to restructure?

Our expert panel of speakers—combining decades of experience working with family offices—discuss the available options for family offices to comply with minimum disruption. They will explore the benefits and burdens of each compliance option and key implementation steps. Additionally, the panel will share real examples of compliance strategies their clients are now adopting in light of the significant changes in the SEC’s treatment of family offices.

Date Published: Wednesday, June 29, 2011


John Duncan – Duncan Associates

Baird Allis and Wallace Head – Personal Fiduciary Advisors

This webinar recording is available to FOX members and is available for purchase by FOX Public Network Guests.